Trade Surveillance Solutions for Equities, 2023: Market and Vendor Landscape

As new data sources emerge and data-collection tools proliferate, financial institutions now have access to vast amounts of information to help them detect and prevent trading misconduct. This has led to a growing sophistication in trade surveillance solutions, which can now identify patterns and anomalies in real time.

This report considers the challenges of monitoring equities trading, and how firms can make use of technology developments to implement effective surveillance solutions within an evolving regulatory framework. It also includes an analysis of the vendor landscape using RiskTech Quadrants and vendor capabilities tables.